This article is an attempt to better understand how the front-end of Python works. Just reading documentation and source code may be a bit boring, so I'm taking a hands-on approach here: I'm going to add an until statement to Python.

All the coding for this article was done against the cutting-edge Py3k branch in the Python Mercurial repository mirror.

The until statement

Some languages, like Ruby, have an until statement, which is the complement to while (until num == 0 is equivalent to while num != 0). In Ruby, I can write:

num = 3
until num == 0 do
  puts num
  num -= 1
end

And it will print:

3
2
1

So, I want to add a similar capability to Python. That is, being able to write:

num = 3
until num == 0:
  print(num)
  num -= 1

A language-advocacy digression

This article doesn't attempt to suggest the addition of an until statement to Python. Although I think such a statement would make some code clearer, and this article displays how easy it is to add, I completely respect Python's philosophy of minimalism. All I'm trying to do here, really, is gain some insight into the inner workings of Python.

Modifying the grammar

Python uses a custom parser generator named pgen. This is a LL(1) parser that converts Python source code into a parse tree. The input to the parser generator is the file Grammar/Grammar [1]. This is a simple text file that specifies the grammar of Python.

Two modifications have to be made to the grammar file. The first is to add a definition for the until statement. I found where the while statement was defined (while_stmt), and added until_stmt below [2]:

compound_stmt: if_stmt | while_stmt | until_stmt | for_stmt | try_stmt | with_stmt | funcdef | classdef | decorated
if_stmt: 'if' test ':' suite ('elif' test ':' suite)* ['else' ':' suite]
while_stmt: 'while' test ':' suite ['else' ':' suite]
until_stmt: 'until' test ':' suite

Note that I've decided to exclude the else clause from my definition of until, just to make it a little bit different (and because frankly I dislike the else clause of loops and don't think it fits well with the Zen of Python).

The second change is to modify the rule for compound_stmt to include until_stmt, as you can see in the snippet above. It's right after while_stmt, again.

When you run make after modifying Grammar/Grammar, notice that the pgen program is run to re-generate Include/graminit.h and Python/graminit.c, and then several files get re-compiled.

Modifying the AST generation code

After the Python parser has created a parse tree, this tree is converted into an AST, since ASTs are much simpler to work with in subsequent stages of the compilation process.

So, we're going to visit Parser/Python.asdl which defines the structure of Python's ASTs and add an AST node for our new until statement, again right below the while:

| While(expr test, stmt* body, stmt* orelse)
| Until(expr test, stmt* body)

If you now run make, notice that before compiling a bunch of files, Parser/asdl_c.py is run to generate C code from the AST definition file. This (like Grammar/Grammar) is another example of the Python source-code using a mini-language (in other words, a DSL) to simplify programming. Also note that since Parser/asdl_c.py is a Python script, this is a kind of bootstrapping - to build Python from scratch, Python already has to be available.

While Parser/asdl_c.py generated the code to manage our newly defined AST node (into the files Include/Python-ast.h and Python/Python-ast.c), we still have to write the code that converts a relevant parse-tree node into it by hand. This is done in the file Python/ast.c. There, a function named ast_for_stmt converts parse tree nodes for statements into AST nodes. Again, guided by our old friend while, we jump right into the big switch for handling compound statements and add a clause for until_stmt:

case while_stmt:
    return ast_for_while_stmt(c, ch);
case until_stmt:
    return ast_for_until_stmt(c, ch);

Now we should implement ast_for_until_stmt. Here it is:

static stmt_ty
ast_for_until_stmt(struct compiling *c, const node *n)
{
    /* until_stmt: 'until' test ':' suite */
    REQ(n, until_stmt);

    if (NCH(n) == 4) {
        expr_ty expression;
        asdl_seq *suite_seq;

        expression = ast_for_expr(c, CHILD(n, 1));
        if (!expression)
            return NULL;
        suite_seq = ast_for_suite(c, CHILD(n, 3));
        if (!suite_seq)
            return NULL;
        return Until(expression, suite_seq, LINENO(n), n->n_col_offset, c->c_arena);
    }

    PyErr_Format(PyExc_SystemError,
                 "wrong number of tokens for 'until' statement: %d",
                 NCH(n));
    return NULL;
}

Again, this was coded while closely looking at the equivalent ast_for_while_stmt, with the difference that for until I've decided not to support the else clause. As expected, the AST is created recursively, using other AST creating functions like ast_for_expr for the condition expression and ast_for_suite for the body of the until statement. Finally, a new node named Until is returned.

Note that we access the parse-tree node n using some macros like NCH and CHILD. These are worth understanding - their code is in Include/node.h.

Digression: AST composition

I chose to create a new type of AST for the until statement, but actually this isn't necessary. I could've saved some work and implemented the new functionality using composition of existing AST nodes, since:

until condition:
   # do stuff

Is functionally equivalent to:

while not condition:
  # do stuff

Instead of creating the Until node in ast_for_until_stmt, I could have created a Not node with an While node as a child. Since the AST compiler already knows how to handle these nodes, the next steps of the process could be skipped.

Compiling ASTs into bytecode

The next step is compiling the AST into Python bytecode. The compilation has an intermediate result which is a CFG (Control Flow Graph), but since the same code handles it I will ignore this detail for now and leave it for another article.

The code we will look at next is Python/compile.c. Following the lead of while, we find the function compiler_visit_stmt, which is responsible for compiling statements into bytecode. We add a clause for Until:

case While_kind:
    return compiler_while(c, s);
case Until_kind:
    return compiler_until(c, s);

If you wonder what Until_kind is, it's a constant (actually a value of the _stmt_kind enumeration) automatically generated from the AST definition file into Include/Python-ast.h. Anyway, we call compiler_until which, of course, still doesn't exist. I'll get to it an a moment.

If you're curious like me, you'll notice that compiler_visit_stmt is peculiar. No amount of grep-ping the source tree reveals where it is called. When this is the case, only one option remains - C macro-fu. Indeed, a short investigation leads us to the VISIT macro defined in Python/compile.c:

#define VISIT(C, TYPE, V) {\
    if (!compiler_visit_ ## TYPE((C), (V))) \
        return 0; \

It's used to invoke compiler_visit_stmt in compiler_body. Back to our business, however...

As promised, here's compiler_until:

static int
compiler_until(struct compiler *c, stmt_ty s)
{
    basicblock *loop, *end, *anchor = NULL;
    int constant = expr_constant(s->v.Until.test);

    if (constant == 1) {
        return 1;
    }
    loop = compiler_new_block(c);
    end = compiler_new_block(c);
    if (constant == -1) {
        anchor = compiler_new_block(c);
        if (anchor == NULL)
            return 0;
    }
    if (loop == NULL || end == NULL)
        return 0;

    ADDOP_JREL(c, SETUP_LOOP, end);
    compiler_use_next_block(c, loop);
    if (!compiler_push_fblock(c, LOOP, loop))
        return 0;
    if (constant == -1) {
        VISIT(c, expr, s->v.Until.test);
        ADDOP_JABS(c, POP_JUMP_IF_TRUE, anchor);
    }
    VISIT_SEQ(c, stmt, s->v.Until.body);
    ADDOP_JABS(c, JUMP_ABSOLUTE, loop);

    if (constant == -1) {
        compiler_use_next_block(c, anchor);
        ADDOP(c, POP_BLOCK);
    }
    compiler_pop_fblock(c, LOOP, loop);
    compiler_use_next_block(c, end);

    return 1;
}

I have a confession to make: this code wasn't written based on a deep understanding of Python bytecode. Like the rest of the article, it was done in imitation of the kin compiler_while function. By reading it carefully, however, keeping in mind that the Python VM is stack-based, and glancing into the documentation of the dis module, which has a list of Python bytecodes with descriptions, it's possible to understand what's going on.

That's it, we're done... Aren't we?

After making all the changes and running make, we can run the newly compiled Python and try our new until statement:

>>> until num == 0:
...   print(num)
...   num -= 1
...
3
2
1

Voila, it works! Let's see the bytecode created for the new statement by using the dis module as follows:

import dis

def myfoo(num):
    until num == 0:
        print(num)
        num -= 1

dis.dis(myfoo)

Here's the result:

4           0 SETUP_LOOP              36 (to 39)
      >>    3 LOAD_FAST                0 (num)
            6 LOAD_CONST               1 (0)
            9 COMPARE_OP               2 (==)
           12 POP_JUMP_IF_TRUE        38

5          15 LOAD_NAME                0 (print)
           18 LOAD_FAST                0 (num)
           21 CALL_FUNCTION            1
           24 POP_TOP

6          25 LOAD_FAST                0 (num)
           28 LOAD_CONST               2 (1)
           31 INPLACE_SUBTRACT
           32 STORE_FAST               0 (num)
           35 JUMP_ABSOLUTE            3
      >>   38 POP_BLOCK
      >>   39 LOAD_CONST               0 (None)
           42 RETURN_VALUE

The most interesting operation is number 12: if the condition is true, we jump to after the loop. This is correct semantics for until. If the jump isn't executed, the loop body keeps running until it jumps back to the condition at operation 35.

Feeling good about my change, I then tried running the function (executing myfoo(3)) instead of showing its bytecode. The result was less than encouraging:

Traceback (most recent call last):
  File "zy.py", line 9, in <module>
    myfoo(3)
  File "zy.py", line 5, in myfoo
    print(num)
SystemError: no locals when loading 'print'

Whoa... this can't be good. So what went wrong?

The case of the missing symbol table

One of the steps the Python compiler performs when compiling the AST is create a symbol table for the code it compiles. The call to PySymtable_Build in PyAST_Compile calls into the symbol table module (Python/symtable.c), which walks the AST in a manner similar to the code generation functions. Having a symbol table for each scope helps the compiler figure out some key information, such as which variables are global and which are local to a scope.

To fix the problem, we have to modify the symtable_visit_stmt function in Python/symtable.c, adding code for handling until statements, after the similar code for while statements [3]:

case While_kind:
    VISIT(st, expr, s->v.While.test);
    VISIT_SEQ(st, stmt, s->v.While.body);
    if (s->v.While.orelse)
        VISIT_SEQ(st, stmt, s->v.While.orelse);
    break;
case Until_kind:
    VISIT(st, expr, s->v.Until.test);
    VISIT_SEQ(st, stmt, s->v.Until.body);
    break;

And now we really are done. Compiling the source after this change makes the execution of myfoo(3) work as expected.

Conclusion

In this article I've demonstrated how to add a new statement to Python. Albeit requiring quite a bit of tinkering in the code of the Python compiler, the change wasn't difficult to implement, because I used a similar and existing statement as a guideline.

The Python compiler is a sophisticated chunk of software, and I don't claim being an expert in it. However, I am really interested in the internals of Python, and particularly its front-end. Therefore, I found this exercise a very useful companion to theoretical study of the compiler's principles and source code. It will serve as a base for future articles that will get deeper into the compiler.

References

I used a few excellent references for the construction of this article. Here they are, in no particular order:

  • PEP 339: Design of the CPython compiler - probably the most important and comprehensive piece of official documentation for the Python compiler. Being very short, it painfully displays the scarcity of good documentation of the internals of Python.
  • "Python Compiler Internals" - an article by Thomas Lee
  • "Python: Design and Implementation" - a presentation by Guido van Rossum
  • Python (2.5) Virtual Machine, A guided tour - a presentation by Peter Tröger
[1]From here on, references to files in the Python source are given relatively to the root of the source tree, which is the directory where you run configure and make to build Python.
[2]This demonstrates a common technique I use when modifying source code I'm not familiar with: work by similarity. This principle won't solve all your problems, but it can definitely ease the process. Since everything that has to be done for while also has to be done for until, it serves as a pretty good guideline.
[3]By the way, without this code there's a compiler warning for Python/symtable.c. The compiler notices that the Until_kind enumeration value isn't handled in the switch statement of symtable_visit_stmt and complains. It's always important to check for compiler warnings!

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